SEC

U.S. appeals court rejects SEC oversight rule for private equity, hedge funds

A U.S. appeals court rejected a Securities and Exchange Commission rule intended to give investors more transparency into private funds,…

The SEC ruling on Ethereum ETFs could mark a historic shift in crypto investing

VanEck CEO Jan van Eck sees a major sentiment shift underway in the cryptocurrency market linked to the U.S. Securities…

No ‘cop on the beat’: Why the SEC may deny new ether ETFs this month

The U.S. Securities and Exchange Commission is expected to make a key decision on approving ether exchange-traded funds next week.…

Why hundreds of U.S. banks may be at risk of failure

Hundreds of small and regional banks across the U.S. are feeling stressed. “You could see some banks either fail or…

Citadel Securities blasts Trump Media CEO Devin Nunes over DJT short-selling letter

Citadel Securities ripped Trump Media CEO Devin Nunes on Friday for a letter he sent to the Nasdaq that mentioned…

Trump Media alerts Nasdaq to potential market manipulation from ‘naked’ short selling of DJT stock

Trump Media on Friday warned the CEO of the Nasdaq Stock Market of ‘potential market manipulation’ of the company’s stock…

Why Goldman Sachs is helping its clients launch ETFs

Investor demand for exchange-traded funds is not slowing down, and firms without ETF offerings may risk losing business, according to…

Appeals court will rehear challenge to Nasdaq board diversity rule, putting mandate at risk

A federal appeals court agreed to rehear a challenge by two conservative groups to Nasdaq’s board diversity rule related to…

New Senate bill aims to kill proposed SEC rule on AI conflicts of interest

WASHINGTON — A forthcoming rule from the Securities and Exchange Commission on the use of AI in finance is in…

Morgan Stanley will pay $249 million to settle criminal, SEC block trade probes

Morgan Stanley has agreed to pay a total of $249 million to settle a criminal investigation and a related Securities…