Appeals court will rehear challenge to Nasdaq board diversity rule, putting mandate at risk
A federal appeals court agreed to rehear a challenge by two conservative groups to Nasdaq’s board diversity rule related to…
New Senate bill aims to kill proposed SEC rule on AI conflicts of interest
WASHINGTON — A forthcoming rule from the Securities and Exchange Commission on the use of AI in finance is in…
Morgan Stanley will pay $249 million to settle criminal, SEC block trade probes
Morgan Stanley has agreed to pay a total of $249 million to settle a criminal investigation and a related Securities…
Here’s what a bitcoin ETF actually means for investors
The U.S. Securities and Exchange Commission just approved the first-ever batch of spot bitcoin exchange-traded funds to come out of…
Inflation gives millions new access to investments for the wealthy, says SEC
Inflation has given millions of people new access to certain investments earmarked for the wealthy — and consumer advocates argue…
SEC slaps Citadel Securities LLC with $7 million fine to settle short selling regulations charges
WASHINGTON — The Securities and Exchange Commission fined Citadel Securities LLC $7 million in a settlement of charges that the…
SEC sues entrepreneur, alleging $1 billion in unregistered crypto sales and multimillion-dollar fraud
The Securities and Exchange Commission on Monday filed charges against a U.S. citizen it alleged raised more than $1 billion…
WisdomTree takes new crack at Bitcoin ETF despite prior rejections. Why this time may be different
WisdomTree is attempting to launch a spot bitcoin exchange-traded fund even though its peers have failed. The firm filed with…
Stocks making the biggest moves midday: Dollar Tree, Amazon, FedEx and more
Check out the companies making headlines in midday trading. Amazon — Shares of the online retail giant slumped 0.8% after…
SEC says PIMCO to pay $9 million to settle alleged disclosure and procedure violations
The U.S. Securities and Exchange Commission said investment adviser Pacific Investment Management Company will pay $9 million to settle two…
